David Lee Maynard

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2014 → 01/2019
  Lpl Financial Llc
  Winston-Salem, NC
• 03/2014 → 01/2019
  Independent Advisor Alliance
  Charlotte, NC
• 01/2019 → 09/2020
  Securities Service Network
  Winston-Salem, NC
• 09/2020 → 06/2024
  Securities America, Inc.
  Winston Salem, NC
• 09/2020 → 06/2024
  Securities America Advisors, Inc.
  Winston Salem, NC
• 06/2024 → Present
  Osaic Wealth, Inc.
  Winston Salem, NC
• 06/2024 → Present
  Osaic Wealth, Inc.
  Winston Salem, NC

Previous Registrations

• 2020-09-18 → 2024-06-14
  Securities America Advisors, Inc.
  Winston Salem, NC
  Winston Salem, NC
  Winston-Salem, NC
• 2019-02-08 → 2020-09-18
  Ssn Advisory, Inc.
  Winston Salem, NC
• 2014-03-25 → 2019-02-19
  Independent Advisor Alliance, Llc
  Winston-Salem, NC
• 2013-01-14 → 2013-12-23
  Lpl Financial Llc
  High Point, NC
  Winston Salem, NC
• 2012-06-18 → 2013-01-11
  Pnc Wealth Management Llc
  Arden, NC
  Murphy, NC
  Spruce Pine, NC
  Highlands, NC
  Asheville, NC
  Asheville, NC
  Burnsville, NC
  Asheville, NC
  Hendersonville, NC
  Weaverville, NC
  Brevard, NC
  Andrews, NC
  Candler, NC
  Canton, NC
  Franklin, NC
  Cashiers, NC
  Boone, NC
  Boone, NC
  Greensboro, NC
  Pilot Mountain, NC
  Winston-Salem, NC
  Mebane, NC
  Greensboro, NC
  Greensboro, NC
  Greensboro, NC
  Greensboro, NC
  Archdale, NC
  Mount Airy, NC
  Clemmons, NC
  Kernersville, NC
  Graham, NC
  Burlington, NC
  Charlotte, NC
  Winston-Salem, NC
• 2011-10-18 → 2012-06-27
  Mml Investors Services, Llc
  Greensboro, NC
• 2008-03-07 → 2011-09-27
  Lpl Financial Llc
  Winston Salem, NC
  San Diego, CA
  Winston-Salem, NC
  Winston-Salem, NC
• 2005-03-30 → 2008-03-10
  Uvest Financial Services Group, Inc.
  Winston-Salem, NC
  Winston-Salem, NC
  Greensboro, NC

Other Businesses

1. MASS MUTUAL BROKERAGE POSITION: Agent NATURE: Fixed insurance INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/16/2024 ADDRESS: 4335 Chadwyck Drive, Winston-Salem NC 27106 DESCRIPTION: Fixed annuity provider 2.MAYNARD WEALTH POSITION: Wealth Manager NATURE: Advisory - SAA. INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 02/01/2024 ADDRESS: 4335 Chadwyck Drive, Winston-Salem NC 27106, United States DESCRIPTION: Investment advisory; financial planning.

Exams

• S66 Uniform Combined State Law Examination
  2005-03-29
• S65 Uniform Investment Adviser Law Examination
  1999-09-29
• S63 Uniform Securities Agent State Law Examination
  1999-09-21

Other Names

• David Lee Maynard