Jeffrey Paul Berger

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2007 → 12/2021
  Ubs Financial Services Inc
  Cleveland, OH
• 01/2022 → Present
  Royal Alliance Associates, Inc.
  Mayfield Hts, OH

Previous Registrations

• 2007-11-23 → 2022-01-03
  Ubs Financial Services Inc.
  Cleveland, OH

Other Businesses

1) HERITAGE FINANCIAL PLANNERS POSITION: Insurance Agent NATURE: Sole Proprietor INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/04/2022 ADDRESS: 200 Park Avenue, Suite 230, Orange Village OH 44122, United States DESCRIPTION: I am insurance licensed but do not currently engage in the selling of insurance products at this time. 2) HERITAGE FINANCIAL PLANNERS POSITION: Investment Strategist / Financial Advisor NATURE: LLC and DBA for Security Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/01/2022 ADDRESS: 200 Park Avenue, Ste 210, Orange Village OH 44122, United States DESCRIPTION: Perform due diligence on investment strategies and research market movements

Exams

• S66 Uniform Combined State Law Examination
  2007-11-21
• S63 Uniform Securities Agent State Law Examination
  2000-08-22