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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2022-08-17 |
Branch Locations
1940 Black Rock Turnpike, Fairfield, CT 06825 • United States
1237 Stratfield Rd, Fairfield, CT 06825 • United States
850 Main Street, Bridgeport, CT 06604 • United States
1055 Post Road, Fairfield, CT 06824 • United States
411 Old Post Road, Southport, CT 06890 • United States
Huntington, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| People'S United Advisors, Inc. | Fairfield | CT | 05/2018 | Present |
| Lpl Financial Llc | Fairfield | CT | 08/2022 | Present |
| Lpl Financial Llc | Fairfield | CT | 08/2022 | Present |
| People'S Securities, Inc. | Fairfield | CT | 06/2000 | Present |
1. 08/18/2022 - Wilmington Advisors @ M&T - Investment Related - At Reported Business Location)s) - DBA for LPL Business (entity for LPL business) - Advisor - Start Date - 04/04/2022 - 160 Hours Per Month/160 Hours During Securities Trading. 2. 08/18/2022 - No Business Name - Investment Related - Bridgeport CT 06606 - Real Estate Rental - Landlord - Start Date - 06/07/2020 - 8 Hours Per Month/0 Hours During Securities Trading. 3. 08/18/2022 - No Business Name - Investment Related - Wilmington VT 05363 - Real Estate Rental - Owner - Start Date - 06/16/2010 - 1 Hours Per Month/0 Hours During Securities Trading. 4. 08/18/2022 - No Business Name - Not Investment Related - Huntington CT 06484-2001 - Outside/W-2 Employment - Product Tester/ Mystery Shopper/Paid survey - Start Date - 06/16/2016 - 1 Hours Per Month/0 Hours During Securities Trading - Mystery shopper for restaurants & retail stores, online paid surveys, Household Product Testing.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 2000-09-18 |
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