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Scott Sirois

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Portland, ME

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2008-02-26
ME RA APPROVED 2003-03-18
  • TX RA
    APPROVED_RES
    Since 2008-02-26
  • ME RA
    APPROVED
    Since 2003-03-18

Branch Locations

1 Monument Sq, Portland, ME 04101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Portland ME 03/2003 Present
Bank Of America, N.A. Portland ME 09/2009 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-09-22
  • S66 Uniform Combined State Law Examination
    2000-09-22

View on SEC IAPD

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Other Offices

PORTLAND FINANCIAL PLANNING GROUP · PORTLAND, ME
PORTLAND FINANCIAL PLANNING GROUP · PORTLAND, ME
J.P. MORGAN SECURITIES LLC · Portland, ME
GREAT DIAMOND PARTNERS, LLC · PORTLAND, ME
HARBOR INVESTMENT ADVISORS · PORTLAND, ME
BIGELOW INVESTMENT ADVISORS, LLC · PORTLAND, ME
BIGELOW INVESTMENT ADVISORS, LLC · Portland, ME
MASCOMA WEALTH MANAGEMENT · Portland, ME

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