Inactive

Patricia Willis Imperial

Cwa Asset Management Group

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Current Employers

Cwa Asset Management Group

9130 Galleria Court Third Floor, Naples, FL 34109 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2022-04-06

TN RA
APPROVED

Since 2022-04-06

Branch Locations

Nashville, TN • United States

9130 Galleria Court Third Floor, Naples, FL 34109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fifth Third Securities	Louisville	KY	10/2012	06/2020
Fifth Third Bank	Nashville	TN	11/2012	06/2021
Unemployed	Nashville	TN	10/2020	03/2022
Cwa Asset Management Group	Naples	FL	03/2022	Present
Finra	New York	NY	02/2021	Present
Unemployed	Nashville	TN	06/2021	03/2022
Calusa River	Naples	FL	06/2022	Present
The Leaders Group Inc	Littleton	CO	06/2022	Present

10/2012 → 06/2020

Fifth Third Securities

Louisville, KY
11/2012 → 06/2021

Fifth Third Bank

Nashville, TN
10/2020 → 03/2022

Unemployed

Nashville, TN
03/2022 → Present

Cwa Asset Management Group

Naples, FL
02/2021 → Present

Finra

New York, NY
06/2021 → 03/2022

Unemployed

Nashville, TN
06/2022 → Present

Calusa River

Naples, FL
06/2022 → Present

The Leaders Group Inc

Littleton, CO

Previous Registrations

2012-10-25 → 2020-06-12

Fifth Third Securities, Inc.

Louisville, KY

Nashville, TN

Murfreesboro, TN
2000-09-11 → 2011-11-01

Truist Investment Services, Inc.

Chapel Hill, NC

Durham, NC

Chapel Hill, NC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-03-09

S66 Uniform Combined State Law Examination

2001-03-09

Other Names

Patricia Ann Wilis
Pattie Imperial

View on SEC IAPD

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