Patricia Willis Imperial

Employer firm

Cwa Asset Management Group CRD 158940

$4.51B regulatory AUM 1,975 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → 06/2020
  Fifth Third Securities
  Louisville, KY
• 11/2012 → 06/2021
  Fifth Third Bank
  Nashville, TN
• 10/2020 → 03/2022
  Unemployed
  Nashville, TN
• 03/2022 → Present
  Cwa Asset Management Group
  Naples, FL
• 02/2021 → Present
  Finra
  New York, NY
• 06/2021 → 03/2022
  Unemployed
  Nashville, TN
• 06/2022 → Present
  Calusa River
  Naples, FL
• 06/2022 → Present
  The Leaders Group Inc
  Littleton, CO

Previous Registrations

• 2012-10-25 → 2020-06-12
  Fifth Third Securities, Inc.
  Louisville, KY
  Nashville, TN
  Murfreesboro, TN
• 2000-09-11 → 2011-11-01
  Truist Investment Services, Inc.
  Chapel Hill, NC
  Durham, NC
  Chapel Hill, NC

Exams

• S66 Uniform Combined State Law Examination
  2001-03-09

Other Names

• Patricia Ann Wilis
• Pattie Imperial