Dennis James Mattern

Employer firm

Creativeone Securities, LLC CRD 152974

$2.54B regulatory AUM 14 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2014 → Present
  Client One Securities, Llc
  Leawood, KS
• 02/2014 → Present
  Creativeone
  Leawood, KS

Previous Registrations

• 2008-10-27 → 2014-02-05
  Wells Fargo Clearing Services, Llc
  Lawrence, KS

Other Businesses

CREATIVEONE, ANNUITY AND LIFE INSURANCE MARKETING COMPANY. 11460 TOMAHAWK CREEK PARKWAY, STE 100, LEAWOOD, KS 66211. CREATIVEONE IS AN ANNUITY AND LIFE INSURANCE MARKETING COMPANY WORKING WITH INSURANCE AND FINANCIAL PROFESSIONALS. I AM AN ANNUITY SALES DIRECTOR, STARTING WITH THE COMPANY FEB 2014. I DEVOTE APPROXIAMATELY 190 HOURS PER MONTH, WITH 136.5 OF THOSE HOURS DURING MARKET TRADING HOURS. MY JOB FUNCTION IS TO MARKETING FIXED ANNUITY PRODUCTS TO FINANCIAL PROFESSIONALS TO GENERATE SALES, ALONG WITH DEVELOP NEW BUSINESS RELATIONSHIPS.

Exams

• S66 Uniform Combined State Law Examination
  2008-10-24
• S63 Uniform Securities Agent State Law Examination
  2000-09-14