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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2018-05-14
NE RA APPROVED 2018-05-10
SD RA APPROVED 2018-05-08
TX RA APPROVED_RES 2018-01-02
ND RA APPROVED 2000-10-10
  • MN RA
    APPROVED
    Since 2018-05-14
  • NE RA
    APPROVED
    Since 2018-05-10
  • SD RA
    APPROVED
    Since 2018-05-08
  • TX RA
    APPROVED_RES
    Since 2018-01-02
  • ND RA
    APPROVED
    Since 2000-10-10

Branch Locations

125 Buckskin Ave Ste 200, Bismarck, ND 58503 • United States

Bismarck, ND • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Bismarck ND 09/2005 03/2020
Ameriprise Financial Services, Llc Bismarck ND 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 416 N 1st St, , Montevideo, MN, 56265; Not Investment-Related; 11/01/2023. Business Ownership; 6 Star Properties, LLP; ; LLP that is partner in other partnership that owns the office building in which we reside; 505 East Main Ave Bismarck, ND 58501, ,; ; 09/01/2010; 1 to 9 hours per month; / 4 star Properties; partner; Real estate holding company; 505 E Main Ave Suite 100, , Bismarck, ND, 58501; Not Investment-Related; 03/01/2020; 1 to 9 hours per month; 0 during trading hours / MVP Properties; partner; Commercial rental; 1111 31st Ave SW, , Minot, ND, 58701; Not Investment-Related; 08/11/2014; 0 hours per month; 0 during trading hours / LFP Consulting; Partner; Used to pay office expenses and Staff; 125 Buckskin Ave Suite 200, , Bismarck, ND, 58503; Not Investment-Related; 03/01/2020; 1 to 9 hours per month; 0 during trading hours / MontevideoLFP LLC; Co-owner; Real Estate; 416 N 1st St, , Montevideo, MN, 56265; Not Investment-Related; 11/20/2023; 1 to 9 hours per month; 0 during trading hours / 7 Star Properties LLP; Co-owner; Real Estate; 125 Buckskin Ave, Suite 200, Bismarck, ND, 58503; Investment-Related; 09/30/2025; 1 to 9 hours per month; 0 during trading hours / Schlafman Holding LLC; Owner; Manage Ameriprise Business; 125 Buckskin Ave, , Bismarck, ND, 58503; Not Investment-Related; 05/05/2026; 1 to 9 hours per month; 0 during trading hours. Board of Directors; NW Bismrck Holdings, LLC; VIce President; 4265 45th Street South Suite 200, , Fargo, ND, 58104; Investment-Related; 03/09/2020; 1 to 9 hours per month; 0 during trading hours. Outside Employment; LFP Consulting LLC; Financial Advisor -; Entity for payroll and benefits; 125 Buckskin Ave Suite 200, , Bismarck, ND, 58503; Not Investment-Related; 03/16/2017; 40 to 59 hours per month; 20 to 39 during trading hours / Schlafman Holding LLC; Owner; Manage advisory business; 125 Bucksin Ave, , Bismarck, ND, 58503; Not Investment-Related; 06/01/2026; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-09-19
  • S66 Uniform Combined State Law Examination
    2000-09-19

View on SEC IAPD

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