Sean Philip Bostwick

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2010 → 10/2016
  Planmember Securities Corporation
  Carpinteria, CA
• 03/2009 → 10/2016
  Mutual, Inc.
  Farmingville, NY
• 07/2012 → 10/2016
  Sara Rose Events, Inc.
  Old Bethpage, NY
• 10/2016 → 03/2020
  Ameriprise Financial Services, Inc.
  Melville, NY
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Melville, NY

Previous Registrations

• 2010-08-20 → 2016-10-31
  Planmember Securities Corporation
  Farmingville, NY
  Ronkonkoma, NY
  Carpinteria, CA
  Farmingville, NY
• 2009-06-11 → 2010-08-19
  Asset & Financial Planning, Ltd
  Ronkonkoma, NY
  Poughkeepsie, NY
• 2006-11-01 → 2007-10-05
  Fifth Third Securities, Inc.
  Naples, FL
  Naples, FL
  Naples, FL
  Palm Beach, FL
  Palm Beach Gardens, FL
  Fort Lauderdale, FL
  Naples, FL
• 2004-12-06 → 2006-09-26
  Citicorp Investment Services
  Ronkonkoma, NY
  Holbrook, NY

Other Businesses

Real Estate Ownership; Quarter Ownership Interest in a condominium.; Jackson Gore Inn, Unit 350/352 QTR 1, , Ludlow, VT, 05149; Investment-Related; 11/12/2019. Business Ownership; Bostwick Wealth Management, Inc.; Create and execute on strategic decisions to grow the franchise.; An Ameriprise financial franchise; 1 Maple Drive, , Woodbury, NY, 11797; Investment-Related; 12/01/2016; 60 hours per month; 60 during trading hours. Outside Employment; Certainty of Uncertainty; My responsibilities remain the same as my financial advisory practice with Ameriprise Financial.; Manage advisory business; 1174 Veterans Memorial Hwy, , Hauppauge, NY, 11788; Investment-Related; 09/06/2023; 60 hours per month; 40 to 59 during trading hours / Bostwick Wealth Management; CEO responsibilities.; Manage advisory business; 1 Maple Drive, , Woodbury, NY, 11797; Investment-Related; 12/01/2016; 10 to 19 hours per month; 1 to 9 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2000-08-23

Designations

• Certified Financial Planner

Other Names

• Sean Bostwick