Ann F Regina

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-05-10
FL	RA	APPROVED	2023-03-14
NY	RA	APPROVED	2021-04-16
NJ	RA	APPROVED	2010-01-07

TX RA
APPROVED

Since 2024-05-10
FL RA
APPROVED

Since 2023-03-14
NY RA
APPROVED

Since 2021-04-16
NJ RA
APPROVED

Since 2010-01-07

Branch Locations

Pinellas Park, FL • United States

110 Myrtle Ridge Rd Ste B, Lutz, FL 33549 • United States

Pinellas Park, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	New York	NY	09/2005	03/2020
Ameriprise Financial Services, Llc	Lutz	FL	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

New York, NY
03/2020 → Present

Ameriprise Financial Services, Llc

Lutz, FL

Other Businesses

Real Estate Ownership; Single Family; 19029 US Hwy 19 N Bldg 1 Unit 10, Clearwater, FL 33764, ,; ; 12/05/2011 / Single Family; 7363 S. South Shore Drive, Apt 507, Chicago, IL 60649, ,; Not Investment-Related; 10/06/2014 / Single Family; 900 Biscayne Blvd, Apt 301, Miami, FL, 33132; Not Investment-Related; 06/01/2023 / Single Family; 1799 N Highland Avenue, W37, Clearwater, FL, 33755; Not Investment-Related; 06/07/2024.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-03-08
S66	Uniform Combined State Law Examination	2000-09-07

S65 Uniform Investment Adviser Law Examination

2023-03-08
S66 Uniform Combined State Law Examination

2000-09-07

Other Names

Ann F Regina
Ann Feliz Regina

View on SEC IAPD