Daniel Joseph Marks

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2018 → 03/2020
  Charles Schwab & Co., Inc.
  Lone Tree, CO
• 03/2016 → 02/2018
  Schwab Private Client Investment Advisory, Inc.
  Lone Tree, CO
• 03/2020 → Present
  Morgan Stanley
  Englewood, CO

Previous Registrations

• 2016-04-18 → 2020-03-30
  Charles Schwab & Co., Inc.
  Lone Tree, CO
  Orlando, FL
  Lone Tree, CO
  Westlake, TX
• 2016-10-05 → 2018-02-07
  Schwab Wealth Advisory, Inc.
  Lone Tree, CO

Exams

• S66 Uniform Combined State Law Examination
  2016-04-18
• S63 Uniform Securities Agent State Law Examination
  2013-01-03

Other Names

• Dan Marks