Victor Contente

Employer firm

Td Private Client Wealth LLC CRD 164484

$8.57B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2024-03-25
AZ	RA	APPROVED	2024-03-04
IL	RA	APPROVED	2024-02-22
SC	RA	APPROVED	2024-02-22
WV	RA	APPROVED	2024-02-22
MS	RA	APPROVED	2024-02-21
MT	RA	APPROVED	2024-02-21
ND	RA	APPROVED	2024-02-21
WY	RA	APPROVED	2024-02-21
AL	RA	APPROVED	2024-02-20
AK	RA	APPROVED	2024-02-20
AR	RA	APPROVED	2024-02-20
HI	RA	APPROVED	2024-02-20
KY	RA	APPROVED	2024-02-20
ME	RA	APPROVED	2024-02-20
IA	RA	APPROVED	2024-02-19
LA	RA	APPROVED	2024-02-19
MI	RA	APPROVED	2024-02-19
FL	RA	APPROVED	2024-02-16
IN	RA	APPROVED	2024-02-16
NV	RA	APPROVED	2024-02-16
NH	RA	APPROVED	2024-02-16
NM	RA	APPROVED	2024-02-16
NC	RA	APPROVED	2024-02-16
PA	RA	APPROVED	2024-02-16
TX	RA	APPROVED_RES	2024-02-16
WI	RA	APPROVED	2024-02-16
CA	RA	APPROVED	2024-02-15
CO	RA	APPROVED	2024-02-15
CT	RA	APPROVED	2024-02-15
DE	RA	APPROVED	2024-02-15
ID	RA	APPROVED	2024-02-15
KS	RA	APPROVED	2024-02-15
MD	RA	APPROVED	2024-02-15
MN	RA	APPROVED	2024-02-15
MO	RA	APPROVED	2024-02-15
NE	RA	APPROVED	2024-02-15
NJ	RA	APPROVED	2024-02-15
NY	RA	APPROVED	2024-02-15
OH	RA	APPROVED	2024-02-15
OK	RA	APPROVED	2024-02-15
OR	RA	APPROVED	2024-02-15
SD	RA	APPROVED	2024-02-15
UT	RA	APPROVED	2024-02-15
VT	RA	APPROVED	2024-02-15
VA	RA	APPROVED	2024-02-15
WA	RA	APPROVED	2024-02-15
RI	RA	APPROVED	2022-10-27

GA RA
APPROVED

Since 2024-03-25
AZ RA
APPROVED

Since 2024-03-04
IL RA
APPROVED

Since 2024-02-22
SC RA
APPROVED

Since 2024-02-22
WV RA
APPROVED

Since 2024-02-22
MS RA
APPROVED

Since 2024-02-21
MT RA
APPROVED

Since 2024-02-21
ND RA
APPROVED

Since 2024-02-21
WY RA
APPROVED

Since 2024-02-21
AL RA
APPROVED

Since 2024-02-20
AK RA
APPROVED

Since 2024-02-20
AR RA
APPROVED

Since 2024-02-20
HI RA
APPROVED

Since 2024-02-20
KY RA
APPROVED

Since 2024-02-20
ME RA
APPROVED

Since 2024-02-20
IA RA
APPROVED

Since 2024-02-19
LA RA
APPROVED

Since 2024-02-19
MI RA
APPROVED

Since 2024-02-19
FL RA
APPROVED

Since 2024-02-16
IN RA
APPROVED

Since 2024-02-16
NV RA
APPROVED

Since 2024-02-16
NH RA
APPROVED

Since 2024-02-16
NM RA
APPROVED

Since 2024-02-16
NC RA
APPROVED

Since 2024-02-16
PA RA
APPROVED

Since 2024-02-16
TX RA
APPROVED_RES

Since 2024-02-16
WI RA
APPROVED

Since 2024-02-16
CA RA
APPROVED

Since 2024-02-15
CO RA
APPROVED

Since 2024-02-15
CT RA
APPROVED

Since 2024-02-15
DE RA
APPROVED

Since 2024-02-15
ID RA
APPROVED

Since 2024-02-15
KS RA
APPROVED

Since 2024-02-15
MD RA
APPROVED

Since 2024-02-15
MN RA
APPROVED

Since 2024-02-15
MO RA
APPROVED

Since 2024-02-15
NE RA
APPROVED

Since 2024-02-15
NJ RA
APPROVED

Since 2024-02-15
NY RA
APPROVED

Since 2024-02-15
OH RA
APPROVED

Since 2024-02-15
OK RA
APPROVED

Since 2024-02-15
OR RA
APPROVED

Since 2024-02-15
SD RA
APPROVED

Since 2024-02-15
UT RA
APPROVED

Since 2024-02-15
VT RA
APPROVED

Since 2024-02-15
VA RA
APPROVED

Since 2024-02-15
WA RA
APPROVED

Since 2024-02-15
RI RA
APPROVED

Since 2022-10-27

Branch Locations

Riverside, RI • United States

180 Westminster St, Providence, RI 02903 • United States

336 Route 70 West 2Nd Floor, Marlton, NJ 08053 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Td Ameritrade	Providence	RI	12/2013	10/2020
Charles Schwab & Co., Inc.	Providence	RI	12/2020	01/2022
Charles Schwab Bank Ssb	Providence	RI	01/2021	01/2022
Td Bank N.A	Providence	RI	01/2022	Present
Td Private Client Wealth Llc	Providence	RI	01/2022	Present

12/2013 → 10/2020

Td Ameritrade

Providence, RI
12/2020 → 01/2022

Charles Schwab & Co., Inc.

Providence, RI
01/2021 → 01/2022

Charles Schwab Bank Ssb

Providence, RI
01/2022 → Present

Td Bank N.A

Providence, RI
01/2022 → Present

Td Private Client Wealth Llc

Providence, RI

Previous Registrations

2020-12-21 → 2022-02-04

Charles Schwab & Co., Inc.

Providence, RI

Providence, RI

Providence, RI
2014-05-14 → 2020-12-31

Td Ameritrade, Inc.

Providence, RI
2014-05-14 → 2020-12-31

Td Ameritrade Investment Management, Llc

Providence, RI

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-05-13

S66 Uniform Combined State Law Examination

2014-05-13

Other Names

Victor Manuel Contente
Victor M Contente

View on SEC IAPD