Howard Lawson Shoe

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2009 → Present
  Raymond James Financial Services
  Charlotte, NC
• 12/2009 → Present
  Raymond James Financial Services Advisors
  Charlotte, NC
• 07/2014 → Present
  Fosho Llc
  Seabrook Island, SC

Previous Registrations

• 2009-06-01 → 2009-12-21
  Morgan Stanley
  Charlotte, NC
• 2006-02-21 → 2009-06-01
  Citigroup Global Markets Inc.
  Charlotte, NC
  New York, NY
• 2005-04-08 → 2006-02-21
  Legg Mason Wood Walker, Incorporated
  Charlotte, NC
• 2005-04-07 → 2005-04-08
  Legg Mason Wood Walker, Incorporated
  Charlotte, NC
• 2004-03-23 → 2005-04-08
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlotte, NC

Other Businesses

(1) Name of Business: dba Shoe Private Wealth Advisors Address: 5960 Fairview Road Suite 100, Charlotte, NC, 28210, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO, Officer - President Investment Related: No Start Date: 08/05/2022 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: Wealth Management and Consulting. (2) Name of Business: Live Oak IG, LLC Address: 5960 Fairview Road Suite 100, Charlotte, NC, 28210, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 02/07/2011 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Manager/Member

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-03-20
• S63 Uniform Securities Agent State Law Examination
  2000-12-06

Other Names

• Howard Lawson Shoe, Jr.