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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2014-11-06 |
| TX | RA | APPROVED | 2014-10-03 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Sarasota | FL | 10/2014 | Present |
DAY-JAFFE, LLC; INV RELATED, SARASOTA, FL; 50% OWNER; START: 2/2005, 4 HOURS PER MONTH; 0 DURING TRADING; RESIDENTIAL REAL ESTATE; NO DUTIES.| JAFFE DAY LLC; INV RELATED; SARASOTA, FL; 100% OWNER; START: 5/15/2018; 0 HOURS; NO DUTIES.;| CO-TRUSTEE FOR DAY JAFFE LLC 401K, INV RELATED, SARASOTA, FL, START: 7/15/2015, 1 HR/MONTH, 0 HRS DURING TRADING, FINET PRACTICE 401K.;| TRUSTEE FOR JAFFE DAY LLC DBP, INV RELATED, SARASOTA, FL, START: 2/22/2018, 1 HR/MONTH, 0 HRS DURING TRADING, FINET PRACTICE DBP.;| TRUSTEE FOR THE JAFFEE DAY LLC 401K, INV RELATED, SARASOTA, FL, START: 5/18/2018, 1 HR/MONTH, 0 HRS DURING TRADING, FINET PRACTICE 401K.| CAPSTAN INSURANCE CONSULTING LLC; INV RELATED; SARASOTA, FL; AGENT; START DATE 06/16/2025; 5 HOURS PER MONTH; 5 HOUR DURING TRADING HOURS; PROCESS FINET APPROVED OUTSIDE INSURANCE RELATED BUSINESS JAFFE GP, LLC; INV RELATED; SARASOTA, FL; LLC;90% OWNERSHIP; START DATE: 10/30/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; | POWER OF ATTORNEY FOR GAIL J. NEWMAN; INV RELATED; SARASOTA, FL; TO ASSIST WITH MOM'S FINANCES IF NEEDED ; POWER OF ATTORNEY; START DATE: 02/27/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-09-15 |
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