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Current Employers
Frost Investment Services

111 West Houston Street, San Antonio, TX 78205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-28
  • TX RA
    APPROVED
    Since 2022-01-28

Branch Locations

111 West Houston Street, San Antonio, TX 78205 • United States

1700 Post Oak Blvd Ste 120, Houston, TX 77056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Frost Brokerage Services San Antonio TX 08/2010 07/2019
Frost Bank San Antonio TX 08/2010 07/2019
Frost Investment Services Houston TX 01/2017 07/2019
Frost Bank Houston TX 07/2019 Present
Frost Brokerage Services Houston TX 07/2019 Present
  • 08/2010 → 07/2019
    Frost Brokerage Services
    San Antonio, TX
  • 08/2010 → 07/2019
    Frost Bank
    San Antonio, TX
  • 01/2017 → 07/2019
    Houston, TX
  • 07/2019 → Present
    Frost Bank
    Houston, TX
  • 07/2019 → Present
    Frost Brokerage Services
    Houston, TX
Previous Registrations
  • 2017-02-08 → 2021-12-31
    Houston, TX
    Houston, TX
  • 2008-08-04 → 2010-09-03
    Credit Suisse Securities (Usa) Llc
    Houston, TX
  • 2003-01-17 → 2004-04-20
    Credit Suisse Securities (Usa) Llc
    Dallas, TX
  • 2001-11-05 → 2003-01-17
    Pershing Llc
    Dallas, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-20
  • S66 Uniform Combined State Law Examination
    2026-05-20

View on SEC IAPD

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