Timothy James Vega

Oppenheimer & Co. Inc.

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Current Employers

Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-09-20
KS	RA	APPROVED	2004-07-19

TX RA
APPROVED_RES

Since 2016-09-20
KS RA
APPROVED

Since 2004-07-19

Branch Locations

Mission Farms 10601 Mission Road 3Rd Flr, Leawood, KS 66206 • United States

First National Tower 534 South Kansas Avenue, Topeka, KS 66603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fahnestock & Co. Inc.	Topeka	KS	05/1998	Present

05/1998 → Present

Fahnestock & Co. Inc.

Topeka, KS

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-11-10

S66 Uniform Combined State Law Examination

2000-11-10

View on SEC IAPD

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COREY RANDALL BIERL

JASON BRETT COLE

JAY PATRICK SIMPSON

MATTHEW JOHN SCHOENFELD

NATHAN DAVID PAULSON

Michael Nathan Paulson

MICHAEL FRANK BACA

THOMAS SCOTT WOODWARD

Other Offices

LPL FINANCIAL LLC · LEAWOOD, KS

LPL FINANCIAL LLC · LEAWOOD, KS

STATE FARM INVESTMENT MANAGEMENT CORP. · Leawood, KS

FIRST NATIONAL ADVISERS, LLC · Overland Park, KS

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · OVERLAND PARK, KS

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · OVERLAND PARK, KS

TFB ADVISORS, LLC · OVERLAND PARK, KS

BEACON WEALTH ADVISORY · OVERLAND PARK, KS

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