Greg Fitzgerald Mendoza

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-01-09
CT	RA	APPROVED	2009-04-24

TX RA
APPROVED_RES

Since 2019-01-09
CT RA
APPROVED

Since 2009-04-24

Branch Locations

One State Street Suite 1600, Hartford, CT 06103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Hartford	CT	04/2009	Present

04/2009 → Present

Ubs Financial Services Inc

Hartford, CT

Previous Registrations

2000-11-30 → 2009-05-14

Citigroup Global Markets Inc.

Hartford, CT

Hartford, CT

Other Businesses

Hartford Foundation for Public Giving / 10 Columbus Boulevard, 8th Floor Hartford,CT 06106 / Foundation/ Other Philanthropy / Philanthropy and Community Development / Other / Member of Professional Advisory Committee / Provide opinions and learn of Entity initiatives / Start Date 06/01/2016/ / 4 meetings per year at 1 hour each

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-10-03
S63	Uniform Securities Agent State Law Examination	2000-09-21

S65 Uniform Investment Adviser Law Examination

2000-10-03
S63 Uniform Securities Agent State Law Examination

2000-09-21

View on SEC IAPD