Anthony Gerard Leto

Employer firm

D.a. Davidson & Co. CRD 199

$41.8B regulatory AUM 1,050 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-01-14
MN	RA	APPROVED	2022-09-02

TX RA
APPROVED_RES

Since 2026-01-14
MN RA
APPROVED

Since 2022-09-02

Branch Locations

Edina, MN • United States

Columbia Center, 701 5Th Avenue Suite 4050, Seattle, WA 98104 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Minneapolis	MN	05/2010	08/2022
D.A. Davidson	Great Falls	MT	08/2022	Present

05/2010 → 08/2022

Ameriprise Financial Services, Inc.

Minneapolis, MN
08/2022 → Present

D.A. Davidson

Great Falls, MT

Previous Registrations

2010-05-25 → 2022-08-31

Ameriprise Financial Services, Llc

Minneapolis, MN

Minneapolis, MN
2008-03-24 → 2010-06-09

Focus Financial

Minneapolis, MN
2006-11-13 → 2007-07-17

Ameriprise Financial Services, Llc

Minneapolis, MN
2003-07-08 → 2006-11-10

Osaic Fa, Inc.

Fort Wayne, IN

Fort Wayne, IN

Fort Wayne, IN

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-06-24
S63	Uniform Securities Agent State Law Examination	2001-09-13

S65 Uniform Investment Adviser Law Examination

2003-06-24
S63 Uniform Securities Agent State Law Examination

2001-09-13

Other Names

Anthony G Leto

View on SEC IAPD