Best Investors
Account
Sign in
711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-09-02 |
| OH | RA | APPROVED | 2019-03-28 |
Branch Locations
7625 Paragon Rd Ste B, Centerville, OH 45459 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| World Financial Group | Dayton | OH | 06/2001 | 03/2019 |
| Foresight Financial | Dayton | OH | 06/2005 | 03/2019 |
| Transamerica Financial Advisors, Inc. | Dayton | OH | 01/2012 | 03/2019 |
| Aflac, Ins | Dayton | OH | 04/2015 | 09/2016 |
| Principal Life Insurance Company | Centerville | OH | 03/2019 | Present |
| Principal Securities, Inc. | Centerville | OH | 03/2019 | Present |
| Lake Forest Financial Advisors | Centerville | OH | 06/2022 | Present |
**Fixed Insurance; Investment Related; Centerville, OH; Agent; Life, Annuities, DI, Health, Medicare Supplemental; Start Date: 04/04/2019; 15 hrs per month; 8 during trading hours. **DAYTON CHILDREN'S HOSPITAL FOUNDATION POSITION: Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 11/01/2022 ADDRESS: One Children's Plaza, Dayton OH 45404, United States DESCRIPTION: I will serve on the Foundation board for a three year-term; will also serve on the Planned Giving Advisory Committee. Dayton Children's Foundation is dedicated to raising and stewarding donor funds in support of the mission of Dayton Children's Hospital. **LAKE FOREST FINANCIAL ADVISORS (DBA) POSITION: Partner NATURE: fee-based financial planning, financial strategies, life & disability insurance, annuities, mutual funds, annuities, long-term care insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 150 START DATE: 02/02/2026 ADDRESS: 7625 Paragon Rd, Suite B, Centerville OH 45459, United States DESCRIPTION: I'm a partner in a multi-advisor team organized as Lake Forest Financial Advisors. This is for OBA/DBA purposes. All compensation flows through PSI/Principal.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-07-15 |
| S63 | Uniform Securities Agent State Law Examination | 2003-02-28 |
Reach out to this advisor