Clint Wayne Wammack

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2000-09-11

TX RA
APPROVED

Since 2000-09-11

Branch Locations

700 Central Expy S Ste 380, Allen, TX 75013-8110 • United States

Lucas, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Allen	TX	09/2005	03/2020
Ameriprise Financial Services, Llc	Allen	TX	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Allen, TX
03/2020 → Present

Ameriprise Financial Services, Llc

Allen, TX

Other Businesses

Business Ownership; WLWA, LLC; ; LLC for employing non-commissioned staff and providing support activitesfor Team Practice: Watters Creek Wealth Management; 700 CENTRAL EXPY S STE 380Allen, TX 75013, ,; Not Investment-Related; 01/07/2014; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; WLWA, LLC; Co-owner; Manage advisory business; 700 Central Expressway S, Suite 380, Allen, TX, 75013; Investment-Related; 01/17/2014; 40 to 59 hours per month; 40 to 59 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-09-08

S66 Uniform Combined State Law Examination

2000-09-08

View on SEC IAPD