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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-05-26 |
| FL | RA | APPROVED | 2017-03-25 |
Branch Locations
1990 Main Street Suite 750, Sarasota, FL 34236 • United States
Lakewood Ranch, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Sarasota | FL | 03/2017 | Present |
| Msi Financial Services | Pembroke Pines | FL | 07/2016 | 03/2017 |
| Massachusetts Mutual Life Insurance Company | Sarasota | FL | 03/2017 | Present |
NAME: BECKY TOCHIP INV REL: Y ADDR: 1990 MAIN STREET SUITE 750 SARASOTA FL 34236 NATURE: OUTSIDE INSURANCE BUSINESS POSITION: AGENT START: 2013 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 0 DESCRIBE DUTIES: SELL LIFE & HEALTH .
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-09-06 |
| S65 | Uniform Investment Adviser Law Examination | 2000-08-30 |
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