Gloria Liang Ray Chang

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2018 → Present
  Jpmorgan Chase Bank, N.A.
  Los Angeles, CA
• 07/2018 → Present
  J.P. Morgan Securities Llc
  Los Angeles, CA
• 05/2014 → 07/2018
  Richemont North America (Cartier)
  Beverly Hills, CA
• 09/2016 → Present
  Bartlett Street Partners Lp
  San Francisco, CA
• 01/2015 → Present
  Duboce Partners Lp
  San Francisco, CA
• 02/2018 → Present
  Broderick Partners Lp
  San Francisco, CA

Other Businesses

Entity Name: Asian Americans Advancing Justice SoCal Investment related: No "Address: https://www.ajsocal.org/ 1145 Wilshire Blvd. Los Angeles, CA 90017 Phone: (213) 977-7500" Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 01/01/2023 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: AAAJ is the largest nationwide 501c3 legal services provider dedicated to supporting AAPI communities, through victim assistance for anti-Asian hate, citizenship and legal aid and language translation. AAAJ is a client of JPM Private Bank LA, but not covered by me directly. Entity Name: BrainTrust Founders Studio Investment related: No Address: Los Angeles, California 90077 https://www.thebraintrust.com/home Nature of the other business: Advisor Position/Title/Relationship: Employee/Contractor Start Date: 10/15/2021 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: Provide advice and insights to beauty founders, attend quarterly pre-scheduled Advisory Board meetings, meet with customers, partners and promote the Braintrust brand with personal network" Entity Name: Broderick Partners LP / Rental Property Investment related: Yes Address: 1489 San Francisco, CA Nature of the other business: Real estate investment for the purchase, rental and sale of residential properties Position/Title/Relationship: Partial Owner Start Date: 20-Feb-2018 Approximate # of hours a month: 0 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Investor, no employment role Entity Name: Duboce Partners LP / Rental Property Investment related: Yes Address: 1488 San Francisco, CA Nature of the other business: Real estate investment in residential properties including purchasing, renting and reselling Position/Title/Relationship: Partial Owner Start Date: 30-Jan-2015 Approximate # of hours a month: 0 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Silent investor in real estate Entity Name: Bartlett Street Partners LP Investment related: Yes Address: 1489 San Francisco, CA Nature of the other business: Limited Partnership that engages in the purchase, rental, capital improvement and sale of residential real estate property in San Francisco Position/Title/Relationship: Partial Owner Start Date: 15-Sep-2016 Approximate # of hours a month: 0 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Silent passive investor

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-10-05
• S63 Uniform Securities Agent State Law Examination
  2018-09-14

Other Names

• Gloria Chang Yip