Kelly A Lawrence

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2006 → 06/2020
  Moors & Cabot
  Boston, MA
• 06/2020 → 07/2022
  National Securities Corporation
  Boston, MA
• 06/2020 → 07/2022
  National Asset Management
  Boston, MA
• 07/2022 → 02/2026
  B. Riley Wealth Management
  Tampa, FL
• 07/2022 → 02/2026
  B. Riley Wealth Advisors
  Memphis, TN
• 02/2026 → Present
  Lpl Financial Llc
  Boston, MA

Previous Registrations

• 2020-06-22 → 2026-02-27
  B. Riley Wealth Advisors, Inc.
  Boston, MA
• 2013-10-09 → 2020-06-22
  Moors & Cabot, Inc.
  Boston, MA
  Boston, MA

Exams

• S66 Uniform Combined State Law Examination
  2013-06-26

Other Names

• Kelly A Gibson