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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-04-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Woodbury Financial Services Inc | Chappaqua | NY | 06/2015 | 04/2022 |
| United Mortgage Corp. | Melville | NY | 01/2021 | 02/2022 |
| Greenway Mortgage Funding Corp. | Middletown | NJ | 12/2015 | 01/2021 |
| Lpl Financial | Wilmington | NC | 04/2022 | Present |
1) 4/2022 - Non-Variable Insurance - Douglas Zucker - Investment Related - 16 hrs/mon - 0 hrs/trading - 10% - Wilmington, NC 2) 4/2022 - DBA for LPL Business (entity for LPL business) - Trusted Advisors Corp - Investment Related - Wilmington, NC
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-10-01 |
| S63 | Uniform Securities Agent State Law Examination | 2003-07-26 |
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