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Robert Gordon Baer

Baer Investment Advisory LLC

Tiburon, CA

San Rafael, CA

CRD 4233785

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Employer firm

Baer Investment Advisory LLC CRD 152063

$119M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Baer Investment Advisory Llc

Tiburon, CA • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-07-10
CA RA APPROVED 2022-01-26
  • NY RA
    APPROVED
    Since 2024-07-10
  • CA RA
    APPROVED
    Since 2022-01-26

Branch Locations

Tiburon, CA • United States

San Rafael, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goldman Sachs New York NY 06/2008 12/2021
Baer Investment Advisory Llc San Rafael CA 12/2021 Present
Baer Investment Advisory, Llc San Rafael CA 04/2022 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-01-26
S63 Uniform Securities Agent State Law Examination 2000-11-10
  • S65 Uniform Investment Adviser Law Examination
    2022-01-26
  • S63 Uniform Securities Agent State Law Examination
    2000-11-10

View on SEC IAPD

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