Brian R Dougher

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2001 → 05/2022
  Guardian Life Insurance Company Of America
  Wilkes Barre, PA
• 09/2001 → 05/2022
  Park Avenue Securities Llc
  Wilkes Barre, PA
• 05/2022 → Present
  Massmutual Life Insurance Co
  Wilkes-Barre, PA
• 05/2022 → Present
  Mml Investors Services, Llc
  Wilkes-Barre, PA

Previous Registrations

• 2011-02-24 → 2022-05-12
  Park Avenue Securities Llc
  Plains, PA
  Plains, PA
  Wilkes Barre, PA

Other Businesses

(1) Name: Brian Dougher Inv rel: Y Addr: At residential address Nature: Outside insurance - life, disability, fixed annuities Position: Agent Start: 01/01/2009 No hrs/mo: 5 No hrs/mo dur trading: 5 Duties: Outside insurance sales for life insurance, fixed annuities and disability insurance. (2) Name: Meridian Financial Partners, LLC Inv rel: Y Addr: At residential address Nature: Company used for payroll, expenses, and receives override commissions Position: Partner Start: 10/01/2017 No hrs/mo: 2 No hrs/mo dur trading: 0 Duties: Managing accounting for business.

Exams

• S66 Uniform Combined State Law Examination
  2011-02-22
• S63 Uniform Securities Agent State Law Examination
  2002-01-03