David Reynolds Manookin

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
WY	RA	APPROVED	2023-08-04
TX	RA	APPROVED_RES	2023-06-08
CO	RA	APPROVED	2019-05-28
UT	RA	APPROVED	2006-06-23

WY RA
APPROVED

Since 2023-08-04
TX RA
APPROVED_RES

Since 2023-06-08
CO RA
APPROVED

Since 2019-05-28
UT RA
APPROVED

Since 2006-06-23

Branch Locations

897 W Baxter Dr, South Jordan, UT 84095 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
University Of Phoenix	Salt Lake City	UT	08/2005	10/2016
Royal Alliance Associates, Inc	Salt Lake City	UT	09/2005	Present

08/2005 → 10/2016

University Of Phoenix

Salt Lake City, UT
09/2005 → Present

Royal Alliance Associates, Inc

Salt Lake City, UT

Previous Registrations

2005-09-28 → 2010-12-31

Stone Hill Advisory Services Inc.

Salt Lake City, UT
2003-10-16 → 2004-08-17

Stuart Investment Advisory Corp.

Murray, UT

Other Businesses

1) ASHWORTH MANAGEMENT, LLC POSITION: ME and OSJ NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/01/2020 ADDRESS: 257 E. 200 So., Suite 750, Salt Lake City UT 84111, United States DESCRIPTION: Managing Executive and OSJ - compliance and business building. 2) SOUTH HIGH ALUMNI ASSOCIATION POSITION: Vice President NATURE: This is a high school alumni board, where the school no longer exists since 1988. It involves fund raising for scholarships at Salt Lake Community College. It is a 501 (c) 3 non-profit. We have no physical address. We meet, on occasion, at the community college, but mostly through Zoom. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/01/1998 ADDRESS: No physical address, Salt Lake City UT 84106, United States DESCRIPTION: Work with executive committee and board to raise funds, award scholarships and recognize distinguished alumni.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-07-31
S63	Uniform Securities Agent State Law Examination	2000-07-27

S65 Uniform Investment Adviser Law Examination

2003-07-31
S63 Uniform Securities Agent State Law Examination

2000-07-27

Other Names

David R Manookin

View on SEC IAPD