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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2019-12-06 |
Branch Locations
15 S Main St 3Rd Fl, Greenville, SC 29601 • United States
2050 Corporate Centre Dr, Myrtle Beach, SC 29577 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Myrtle Beach | SC | 10/2011 | 12/2019 |
| Wells Fargo Clearing Services, Llc. | Myrtle Beach | SC | 12/2019 | Present |
FRANKLIN G BURROUGHS-SIMEON B CHAPIN ART MUSEUM, INVT RELATED, MYRTLE BEACH, SC, BOARD OF TRUSTEES/FINANCE SUB COMMITTEE, START DATE 1/1/2023, 4 HRS PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS, ASSISTING WITH SETTING DIRECTION OF ORGANIZATION, ENSURING ADEQUATE RESOURCES, PROVIDING INSIGHT, REPORTING BACK TO THE BOARD ANY AREAS OF FOCUS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-08-29 |
| S63 | Uniform Securities Agent State Law Examination | 2000-08-28 |
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