Themba Magagula

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → 04/2018
  Capital One Investing, Llc
  Largo, MD
• 12/2015 → 04/2018
  Capital One Advisors, Llc
  Largo, MD
• 04/2018 → Present
  Lpl Financial Llc
  Upper Marlboro, MD

Previous Registrations

• 2015-12-17 → 2018-05-02
  Capital One Advisors, Llc
  Mclean, VA
  Largo, MD
• 2014-05-30 → 2014-12-03
  Transamerica Financial Advisors, Llc
  Rockville, MD
• 2011-06-24 → 2012-11-06
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Alexandria, VA
  Columbia, MD
  Arlington, VA
  Alexandria, VA
  Alexandria, VA
  Arlington, VA
• 2009-06-01 → 2011-01-07
  Morgan Stanley
  Washington, DC
• 2008-10-28 → 2009-06-01
  Citigroup Global Markets Inc.
  Washington, DC
• 2004-03-02 → 2008-09-29
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Washington, DC
  Washington, DC

Other Businesses

1) 04/30/2018 - Real Estate Rental - Owner - 10313 Westridge Dr. Bowie, MD 20721-2935 - inv rel - start: 06/2017 2. 09/20/2019 - BrightPath Investments - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:09/30/2019 - 300 hrs/mo - 8 hrs during trading 3. 07/14/2023 - No Business Name - Not Investment Related - Various Locations - Business Owner - Repair Man - Start Date 07/10/2023 - 50 Hours Per Month/ 0 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2003-11-21

Other Names

• Mcdaniels
• Themba Aaron Magagula