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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-01-09 |
| MD | RA | APPROVED | 2021-04-19 |
Branch Locations
7272 Wisconsin Avenue 23Rd Floor, Bethesda, MD 20814 • United States
Chevy Chase, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Orion Investment Advisors | Mclean | VA | 10/2012 | 03/2018 |
| Dimeo Schneider & Associates Llc | Chicago | IL | 03/2018 | 06/2020 |
| Arete Wealth Management Llc | Chicago | IL | 07/2020 | 03/2021 |
| Ubs Financial Services | Bethesda | MD | 03/2021 | Present |
NOTARY; NOT INV. RELATED; MARYLAND, MONTGOMERY COUNTY; START 11/01/01; 1 HR PER MONTH; 0 HRS DURING TRADING. KFV CONDO ASSOCIATION; NOT INVESTMENT RELATED; OLNEY, MD; HOMEOWNER'S ASSOCIATION; SECRETARY; START DATE = 07/31/2011; ONE HOUR DEVOTED PER MONTH; NONE DURING TRADING HOURS; DUTIES INVOLVE TAKING NOTES AT THE MEETINGS AND SUGGESTING COMMUNITY IMPROVEMENTS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2021-07-12 |
| S66 | Uniform Combined State Law Examination | 2000-09-14 |
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