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Randall Scott Marcum

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Clearwater, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-02-05
FL RA APPROVED 2006-05-08
  • TX RA
    APPROVED_RES
    Since 2015-02-05
  • FL RA
    APPROVED
    Since 2006-05-08

Branch Locations

601 Cleveland St, Clearwater, FL 33755 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Clearwater FL 05/2006 Present
Bank Of America, N.A. Clearwater FL 06/2011 Present
  • 05/2006 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
    Clearwater, FL
  • 06/2011 → Present
    Bank Of America, N.A.
    Clearwater, FL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-03-24
S63 Uniform Securities Agent State Law Examination 2000-09-28
  • S65 Uniform Investment Adviser Law Examination
    2004-03-24
  • S63 Uniform Securities Agent State Law Examination
    2000-09-28

View on SEC IAPD

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