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Current Employers
Princeton Global Asset Management Llc

17 Hulfish Street Suite 240, Princeton, NJ 08542 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APP_PEND_IARCE 2026-01-01
  • NJ RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

17 Hulfish Street Suite 240, Princeton, NJ 08542 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D.E. Lave Associates, Inc. Yandley PA 02/1994 Present
New England Securities Newtown Square PA 07/1999 Present
Retired Newtown PA 01/2010 Present
  • 02/1994 → Present
    D.E. Lave Associates, Inc.
    Yandley, PA
  • 07/1999 → Present
    New England Securities
    Newtown Square, PA
  • 01/2010 → Present
    Retired
    Newtown, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-02-04
  • S65 Uniform Investment Adviser Law Examination
    2020-02-04

View on SEC IAPD

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