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5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-12-19 |
| TX | RA | APPROVED | 2022-12-19 |
Branch Locations
99 Almaden Blvd Suite 730, San Jose, CA 95113 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | San Jose | CA | 05/2008 | 09/2017 |
| Raymond James Financial Services Advisors, Inc | Saint Petersburg | FL | 01/2009 | 09/2017 |
| Hayes Financial, Inc. | San Jose | CA | 09/2017 | 12/2022 |
| Mariner Wealth Advisors | San Jose | CA | 12/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-04-25 |
| S63 | Uniform Securities Agent State Law Examination | 2002-01-07 |
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