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Inactive

Frank Domenic Pellicori

Corient

Chicago, IL

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Current Employers
Corient

830 Brickell Plaza Suite 4800, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-06-22
IL RA APPROVED 2026-06-18
  • TX RA
    APPROVED_RES
    Since 2026-06-22
  • IL RA
    APPROVED
    Since 2026-06-18

Branch Locations

10 S Wacker Drive Suite 3100, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Chicago IL 11/2011 03/2021
Vivaldi Capital Management, Llc Chicago IL 03/2021 06/2026
Corient Services Llc Miami FL 06/2026 Present
Corient Chicago IL 06/2026 Present
  • 11/2011 → 03/2021
    Ubs Financial Services Inc
    Chicago, IL
  • 03/2021 → 06/2026
    Vivaldi Capital Management, Llc
    Chicago, IL
  • 06/2026 → Present
    Corient Services Llc
    Miami , FL
  • 06/2026 → Present
    Corient
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-05-26
  • S66 Uniform Combined State Law Examination
    2009-05-26

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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