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Popular Center North Building, 4Th Flr 209 Munoz Rivera Ave., San Juan, PR 00918 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PR | RA | APPROVED | 2023-07-27 |
Branch Locations
Popular Center North Building, 4Th Flr 209 Munoz Rivera Ave., San Juan, PR 00918 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Popular Inc. | San Juan | PR | 01/2015 | 06/2023 |
| Popular Asset Management Llc | San Juan | PR | 07/2023 | Present |
Mr. Rivera serves as a director in Fundación Kinesis, a 501(c)3 educational non-profit foundation. This business activity outside of his employment at Popular Asset Management is not investment related and we can reasonably conclude does not present a conflict of interest with her employment at Popular Asset Management. Mr. Rivera dedicates 4 hours a month to this activity during non-business hours. Mr. Rivera serves as a member of the construction committee of the Roosevelt Baseball Corporation. This business activity outside of his employment at Popular Asset Management is not investment related and we can reasonably conclude does not present a conflict of interest with his employment at Popular Asset Management. Mr. Rivera dedicates 2 hours a month to this activity during non-business hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-07-10 |
| S63 | Uniform Securities Agent State Law Examination | 2000-11-21 |
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