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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2010-11-17 |
| TX | RA | APPROVED_RES | 2010-02-18 |
Branch Locations
201 King Of Prussia Rd Suite 502, Radnor, PA 19087 • United States
Philadelphia, PA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Radnor | PA | 07/2005 | Present |
| Mml Investors Services, Inc. | Radnor | PA | 07/2005 | Present |
NAME: SCOTT D. WARSHAW. INV.REL: NO..ADDR: 201 KING OF PRUSSIA ROAD SUITE 501 RADNOR, PA 19087 NATURE: DENTAL, HEALTH, LIFE, DISABILITY FOR BOTH INDIVIDUALS AND GROUPS POSITION: SALES AGENT START: 7/13/2001 NO. HR/MO:15 NO. HR/MO DURING SEC TRADING:10
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-06-01 |
| S63 | Uniform Securities Agent State Law Examination | 2001-03-07 |
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