James Paul Cooper

Employer firm

Beacon Pointe Advisors, LLC CRD 119290

$54.9B regulatory AUM 265 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 02/2022
  Securities America, Inc.
  Sarasota, FL
• 09/2009 → 02/2022
  Southern Trust Financial Planning
  Sarasota, FL
• 02/2022 → 08/2024
  Purshe Kaplan Sterling Investments
  Albany, NY
• 02/2022 → Present
  Beacon Pointe Advisors, Llc
  Sarasota, FL
• 02/2022 → Present
  Beacon Pointe Insurance Services Llc
  Sarasota, FL

Previous Registrations

• 2004-08-16 → 2022-03-01
  Southern Trust Financial Planning
  Sarasota, FL
  Sarasota, FL
• 2007-10-17 → 2009-05-15
  Moors & Cabot, Inc.
  Sarasota, FL
  Boston, MA

Other Businesses

BEACON POINTE INSURANCE SERVICES, LLC, INVESTMENT RELATED: No; ADDRESS: Main office located at 24 Corporate Plaza Dr., STE., 150, Newport Beach CA, 92660; NATURE OF BUSINESS: Insurance Agency; POSITION/TITLE: Agent; START DATE: 2/1/2022; HRS/MO DURING SECURITIES TRADING HOURS: 10 hrs./Mo. ; DUTIES: Sale of insurance products (life/health/accident)

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-10-17
• S63 Uniform Securities Agent State Law Examination
  2000-08-16