Stephen Andrew Cassidy

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → Present
  Metlife Securities Inc
  Somerset, NJ
• 07/2016 → Present
  Massachusetts Mutual Life Insurance Company
  Springfield, MA
• 03/2017 → Present
  Mml Investors Services, Llc
  Charlotte, NC

Previous Registrations

• 2009-07-22 → 2017-03-25
  Msi Financial Services, Inc.
  Charlotte, NC
  Somerset, NJ
  Somerset, NJ
  Aurora, IL
  Flemington, NJ
• 2011-07-12 → 2015-01-02
  New England Securities
  Aurora, IL
  Charlotte, NC
  Somerset, NJ
  New York, NY
  Flemington, NJ
• 2011-07-12 → 2013-09-05
  Tower Square Securities, Inc.
  Somerset, NJ
  New York, NY
  Flemington, NJ
• 2011-07-12 → 2013-09-05
  Walnut Street Securities, Inc.
  Somerset, NJ
  New York, NY
  Farmington, NJ
• 2008-03-07 → 2009-05-13
  Ubs Financial Services Inc.
  Warren, NJ

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-03-06
• S63 Uniform Securities Agent State Law Examination
  2000-11-22