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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-20
OH RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-20
  • OH RA
    APPROVED
    Since 2012-10-01

Branch Locations

10 Acme Street, Marietta, OH 45750 • United States

420-424 Richland Avenue, Athens, OH 45701 • United States

2 South Court Street, Athens, OH 45701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Marietta OH 10/2012 Present
Jpmorgan Chase Bank, Na. Marietta OH 09/2004 Present
Previous Registrations
  • 2007-04-10 → 2012-10-01
    Chase Investment Services Corp.
    Marietta, OH
    Marietta, OH
    Marietta, OH
Other Businesses

Entity Name: CYA Aviation LLC Investment related: No "Address: 20 Mound Manor Saint Marys, WV 26170" Nature of the other business: Aviation Position/Title/Relationship: Owner/Partner Start Date: 10/07/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I created an LLC to own and operate my interest in a private aircraft for personal use to limit the risk to my personal assets in the event of an accident or incident while operating the plane. The other owner of the aircraft is a client that invests in a actively managed accounts JPMCAP.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2005-09-29
  • S63 Uniform Securities Agent State Law Examination
    2005-09-29

View on SEC IAPD

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