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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-04-03 |
| OR | RA | APPROVED | 2022-12-01 |
Branch Locations
286 Sw 3Rd Ave, Ontario, OR 97914 • United States
153 S.W. 1St Street, Ontario, OR 97914-2703 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisors Llc | Denver | CO | 10/2014 | 12/2017 |
| Securities America Advisors | Ontario | OR | 12/2017 | 11/2022 |
| Securities America, Inc. | Ontario | OR | 12/2017 | 11/2022 |
| Lpl Financial Llc | Ontario | OR | 11/2022 | Present |
1) 11/2022 - Cool Breeze Holdings / Real Estate Rental / Investment Related / Ontario, OR 2) 11/2022 - Public Retirement Solutions / DBA for LPL Business (entity for LPL business) / Investment Related / Ontario, OR 3) 11/2022 - Loco Real Estate Holdings / Real Estate Rental / Investment Related / 399 S. Oregon St. Ontario, OR 4) 11/2022 - PRS Insurance, Inc. / Non-Variable Insurance / Investment Related / Ontario, OR 5) 11/2022 - PRS Insurance, Inc. / Insurance Agency / Investment Related / Ontario, OR
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-03-27 |
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