Daniel Peter Thoma

Current Employers

Employment History

• 02/2007 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 03/2015 → Present
  Bank Of America, N.A.
  New York, NY

Previous Registrations

• 2004-07-14 → 2004-08-13
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Denver , CO
• 2002-11-19 → 2004-02-25
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Denver, CO
• 2001-04-06 → 2002-10-25
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Greenwich, CT

Other Businesses

I*130971 For profit or not for profit: For-Profit Organization Name of outside business organization: Lazer Goose Investment related: N Address of business: New York, New York 10128 Nature of business: Other,Music band Position, title, association: Other, I play keyboard, synth and bass. sometimes i sing Start date of relationship: 4/27/2020 Number of hours devoted: 100 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: I'm in a band (music) with a few friends. One of the members in the band recently got our album onto Spotify and iTunes etc. I*1381356 For profit or not for profit: Entity For Profit Name of outside business organization: 3 E 85th Street Corp Investment related: N Address of business: New York, New York, 10028, United States Nature of business: ["Corporation"] Position, title, association: ["Officer"], Start date of relationship: 6/20/2023 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , I was voted onto my building (co-op) board two weeks ago. It's unpaid and mostly an unfulfilling and thankless role

Exams

• S66 Uniform Combined State Law Examination
  2008-11-12

Other Names

• Daniel P Thoma