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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-11-21 |
| NC | RA | APPROVED | 2009-06-26 |
| LA | RA | APPROVED | 2009-06-11 |
Branch Locations
201 Saint Charles Ave Floor 28, New Orleans, LA 70170 • United States
405 Colorado St Floor 25 & 24, Austin, TX 78701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P.MOrgan Securities Inc | New Orleans | LA | 10/2008 | Present |
| Jpmorgan Chase Bank | New Orleans | LA | 03/1996 | Present |
| Good Harbor Cajuns, Llc. | New Orleans | LA | 09/2016 | Present |
Entity Name: GNO,Inc Investment related: No Address: 1100 Poydras St #3475, New Orleans, LA 70163 Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 01/15/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Greater New Orleans, Inc. is focused on economic development for the parishes found in Southeast Louisiana. Economic Development is about creating the conditions where companies want to invest their capital and people want to raise their families. My responsibility is to serve on the board of directors. I will be involved in committee work. This role is not similar to my firm role. Entity Name: The Idea Village Investment related: No "Address: New Orleans, LA 70130 https://www.ideavillage.org" Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 05/01/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: The Idea Village is a 501(c)(3) organization committed to helping startup founders across the Gulf Coast scale their ventures. I have been asked to join the Board of Directors. Committee assignments are TBD. The role is not similar to my role at JPM. The organization is connected to JPM in the following ways: many board members are clients and prospects of the PB and other LOBs and the organization has been a recipient of many grants from the MLT and JPMC Foundation. Entity Name: Good Harbor Cajuns, LLC Investment related: No Address: Private Residence Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 09/02/2016 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Manager Entity Name: YPO Louisiana Investment related: N "Address: 1615 Poydras Street, Suite 1281 New Orleans, LA 70112" Nature of the other business: Leadership Program Position/Title/Relationship: Board Member Start Date: 07/01/2021 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: board member Entity Name: Junior Achievement of Greater New Orleans Foundation Investment related: Yes Address: 5100 New Orleans, LA Nature of the other business: Invest funds to benefit Junior Achievement of Greater New Orleans. Position/Title/Relationship: Board Member/Investment Committee Member Start Date: 01-Dec-2014 Approximate # of hours a month: 6 Approximate # of hours during securities trading hours: 6 Briefly describe your duties: The board focuses on the foundation's investment portfolio. Provide comments on broader market outlook
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-05-26 |
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