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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-04-10 |
| IN | RA | APPROVED | 2000-08-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Indianapolis | IN | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Greenwood | IN | 03/2020 | Present |
Business Ownership; Huber & Associates, LLC; This entity is setup for business expenses of Non-AFA employees - roles are very minor only dealing with administrative work of paying these expenses; Just use the entity for business expenses for non-AFA employees; 4702 N Illinois Street, , Indianapolis, IN, 46208; Not Investment-Related; 01/01/2004; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-08-15 |
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