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Diane Laura Brennan

LPl Enterprise, LLC

Wilmington, NC

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-10-17
  • NC RA
    APPROVED
    Since 2025-10-17

Branch Locations

1602 Harbour Drive, Wilmington, NC 28401 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Crump Life Insurance Services Charlotte NC 10/2012 09/2019
Pj Robb Variable Corp Deale MD 11/2012 09/2019
Western & Southern Life Wilmington NC 09/2019 02/2021
W&S Brokerage Services, Inc. Wilmington NC 01/2020 02/2021
Pruco Securities, Llc. Mount Pleasant SC 03/2021 11/2024
Prudential Insurance Company Of America Mount Pleasant SC 03/2021 Present
Lpl Enterprise, Llc Mt. Pleasant SC 11/2024 Present
  • 10/2012 → 09/2019
    Crump Life Insurance Services
    Charlotte, NC
  • 11/2012 → 09/2019
    Pj Robb Variable Corp
    Deale, MD
  • 09/2019 → 02/2021
    Western & Southern Life
    Wilmington, NC
  • 01/2020 → 02/2021
    W&S Brokerage Services, Inc.
    Wilmington, NC
  • 03/2021 → 11/2024
    Pruco Securities, Llc.
    Mount Pleasant, SC
  • 03/2021 → Present
    Prudential Insurance Company Of America
    Mount Pleasant, SC
  • 11/2024 → Present
    Mt. Pleasant, SC
Previous Registrations
  • 2009-09-23 → 2012-11-02
    Msi Financial Services, Inc.
    Columbia, MD
    Fort Lauderdale, FL
  • 2002-11-14 → 2009-07-30
    Boca Raton, FL
    Ft. Lauderdale , FL
    Ft. Lauderdale, FL
  • 2000-09-20 → 2002-10-10
    Boca Raton, FL
Other Businesses

1) 12/06/2026-Port City Financial Services-Insurance Agent-Non-Variable Insurance-Inv related-At Wilmington, NC-Start date 03/01/2023-0hrs/mth-0hrs/mth during trading 2) 12/06/2026-Port City Financial Services-Team Lead-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 06/01/2021-120hrs/mth-4hrs/mth during trading 3) 12/06/2026-Port City Financial Services-Financial Professional-Non-Variable Insurance-Not inv related-At Wilmington, NC-Start date 06/01/2021-2hrs/mth-0hrs/mth during trading 4) 07/06/2026-Women, Wealth and The Way Forward-Owner/Lead Advisor-Radio/ TV/ Podcast-Inv related-At Wilmington, NC-Start date 09/01/2026-5hrs/mth-0hrs/mth during trading 5) 07/06/2026-Women, Wealth and The Way Forward-Lead Advisor, Organizer, MC-Speaker/ Seminar/ Workshops-Inv related-At Wilmington, NC-Start date 09/01/2026-10hrs/mth-5hrs/mth during trading 6) 07/06/2026-Women, Wealth and The Way Forward, LLC-Owner-Business Owner-Inv related-At Wilmington, NC-Start date 09/01/2026-10hrs/mth-5hrs/mth during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-10
  • S66 Uniform Combined State Law Examination
    2025-10-10
Other Names
  • Diane Brennan Jensen
  • Diane Brennan Eberlin
  • Diane Laura Vural
  • Diane Laura Giannilivigni

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