Dean Ho Yeol Yoon

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → 11/2016
  Wells Fargo Advisors, Llc
  Beverly Hills, CA
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Beverly Hills, CA

Previous Registrations

• 2007-05-29 → 2013-09-30
  Citigroup Global Markets Inc.
  San Jose, CA
  Pasadena, CA
  Fountain Valley, CA
  San Francisco, CA
  Cerritos, CA
• 2007-01-25 → 2007-05-29
  Citicorp Investment Services
  Cerritos, CA
• 2006-07-13 → 2006-12-04
  Td Ameritrade, Inc.
  Beverly Hills, CA
• 2005-09-13 → 2006-05-25
  Morgan Stanley Dw Inc.
  Los Angeles, CA

Exams

• S66 Uniform Combined State Law Examination
  2004-03-16
• S63 Uniform Securities Agent State Law Examination
  1998-08-20

Other Names

• Dean Ho Yeol Yoon
• Ho Yeol Yoon
• Deanhoyeol Yoon
• Dean Ho Yeol Yoon
• Dean Ho Yeol Ye Yoon