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Dean Ho Yeol Yoon

Wells Fargo Clearing Services, LLC

Los Angeles, CA

Pasadena, CA

Fullerton, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2013-09-20
  • CA RA
    APPROVED
    Since 2013-09-20

Branch Locations

11836 San Vicente Blvd, Los Angeles, CA 90049 • United States

350 W Colorado Blvd Ste 390 [Ll-Rbo], Pasadena, CA 91105 • United States

Fullerton, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Beverly Hills CA 09/2013 11/2016
Wells Fargo Clearing Services, Llc Beverly Hills CA 11/2016 Present
Previous Registrations
  • 2007-05-29 → 2013-09-30
    Citigroup Global Markets Inc.
    San Jose, CA
    Pasadena, CA
    Fountain Valley, CA
    San Francisco, CA
    Cerritos, CA
  • 2007-01-25 → 2007-05-29
    Citicorp Investment Services
    Cerritos, CA
  • 2006-07-13 → 2006-12-04
    Td Ameritrade, Inc.
    Beverly Hills, CA
  • 2005-09-13 → 2006-05-25
    Morgan Stanley Dw Inc.
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-03-16
S63 Uniform Securities Agent State Law Examination 1998-08-20
  • S66 Uniform Combined State Law Examination
    2004-03-16
  • S63 Uniform Securities Agent State Law Examination
    1998-08-20
Other Names
  • Dean Ho Yeol Yoon
  • Ho Yeol Yoon
  • Deanhoyeol Yoon
  • Dean Ho Yeol Yoon
  • Dean Ho Yeol Ye Yoon

View on SEC IAPD

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Other Investors

TERRENCE MICHAEL DEMOREST
DIMITRI JIMMY KRIKELAS
CHRISTOPHER MILES WERNER
Sarah Mushtaq Chhotani
Julie Ann Yoon
Olivia R DiNapoli
Natalie Jeanne-Marie Glover
JAMES EDGAR BERLINER

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POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
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