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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-04-25 |
Branch Locations
16400 Dallas Parkway Suite 310, Dallas, TX 75248 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Donaldson, Lufkin & Jenrette Securities Corp. | Dallas | TX | 07/2000 | Present |
| Credit Suisse First Boston Corporation | New York | NY | 01/2003 | Present |
| Kestra Investment Services Llc | Dallas | TX | 05/2004 | Present |
| Kestra Advisory Services Llc | Dallas | TX | 04/2016 | Present |
Business Name: CD Wealth Management Investment Related: Yes Address: 16400 Dallas Parkway, Ste 310 Dallas TX 75248 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Member Start Date: 7/1/2014 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: producer Business Name: Dallas Jewish Community Foundation Investment Related: No Address: 12700 Hillcrest Rd #201 Dallas TX 75230 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Chairman of the Board Start Date: 7/1/2012 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: serve on the board of directors for the Foundation Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: MICHAEL AND JEANNE ARONOFF TRUSTEE REQUEST POSITION: Successor Trustee NATURE: Successor Trustee INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/31/2023 ADDRESS: 16400 Dallas Parkway, Suite 310, Dallas TX 75248 DESCRIPTION: If something were to happen to both Michael and Jeanne, they would like for me to be trustee for their assets for their kids. They do have one child with autism and working on a special needs trust as well. The kids are not financially minded (the kids ages are 23, 21 and 14). Business Name: RBHSC, LLC POSITION: Member NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/19/2023 ADDRESS: 16400 Dallas parkway, Dallas TX 75248, United States DESCRIPTION: None
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-11-04 |
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