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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-06-03
NY RA APPROVED 2021-08-17
NJ RA APPROVED 2017-09-13
  • FL RA
    APPROVED
    Since 2025-06-03
  • NY RA
    APPROVED
    Since 2021-08-17
  • NJ RA
    APPROVED
    Since 2017-09-13

Branch Locations

Miami, FL • United States

Citi Private Bank 201 S. Biscayne Blvd., 33Rd Floor, Miami, FL 33131 • United States

Citi Private Bank 388 Greenwich Street, 30Th Floor, New York, NY 10013 • United States

Citi Private Bank 3 Greenwich Office Park, 3Rd Floor, Greenwich, CT 06831 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. New York NY 05/2017 Present
Unemployed New York NY 08/2016 04/2017
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-07
S63 Uniform Securities Agent State Law Examination 2000-08-24
  • S66 Uniform Combined State Law Examination
    2017-09-07
  • S63 Uniform Securities Agent State Law Examination
    2000-08-24
Other Names
  • Jacob Alvarez-Rosenfeld

View on SEC IAPD

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