Cesar Elizondo Pena

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2010 → 07/2018
  J.P. Morgan Securities Llc
  Miami, FL
• 11/2016 → 07/2018
  J.P. Morgan Chase Bank, Na
  Miami, FL
• 07/2018 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Miami, FL
• 09/2018 → Present
  Bank Of America, N.A.
  Miami, FL

Other Businesses

I*1092320 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: Key Biscayne, Florida Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 12/20/2022 Number of hours devoted: 2 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties:

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-07-31
• S66 Uniform Combined State Law Examination
  2000-11-04

Other Names

• Cesar Alejandro Elizondo
• Cesar A. Elizondo
• Cesar A. Elizondo Pena
• Cesar Elizondo Pena
• Cesar Alejandro Elizondo Pena
• Cesar Elizondo