Shawn Michael Agan

Current Employers

Employment History

• 02/2009 → Present
  Lpl Financial, Llc
  Davenport, IA
• 03/2009 → 06/2019
  Unified Wealth Management, Llc
  Davenport, IA

Previous Registrations

• 2005-04-29 → 2019-06-25
  Unified Wealth Management, Llc
  Scottsdale, AZ
  Bettendorf, IA
  Davenport, IA
• 2004-10-01 → 2008-07-02
  Gunnallen Financial, Inc
  Scottsdale, AZ
  Bettendorf, IA
  Bettendorf, IA
• 2002-12-04 → 2004-12-31
  Pfa/Pinnacle Financial Advisors
  Phoenix, AZ
• 2003-05-07 → 2004-10-11
  Osaic Wealth, Inc.
  Bettendorf, IA
• 2001-03-27 → 2002-12-02
  Asset & Financial Planning, Ltd
  Phoenix, AZ

Other Businesses

1. 05/15/2014: UFS IOWA - FOR ACCOUNTING PURPOSES ONLY - 5% OF TIME SPENT 2. 04/08/2015: NOBLE BIRCH WEALTH MANAGEMENT, LLC - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - START 09/19/2014 - 128 HR/MO 5 DURING SECS TRDG HRS 3. 04/08/2015: NOBLE BIRCH TAX PREPARATION, LLC - INV REL - AT REPORTED BUSINESS LOCATION(S) - TAX PREP/ACCOUNTING/CPA - START 04/15/2015 - 25 HR/MO 2 DURING SECS TRDG HRS - OWNER & TAX PREPARER. 4. 12/3/2021 - Noble Birch Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 01/18/17 - 2 Hours Per Month/0 Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-11-04
• S63 Uniform Securities Agent State Law Examination
  2000-08-30

Designations