Daniel A. Ward

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 06/2017
  Unemployed
  Sharon, MA
• 06/2017 → 02/2020
  Valic Financial Advisors, Inc.
  Roseville, CA
• 09/2020 → 08/2025
  Pruco Securities, Llc.
  Walnut Creek, CA
• 09/2020 → 11/2024
  Prudential Insurance Company Of America
  Walnut Creek, CA
• 02/2020 → 08/2020
  Unemployed
  Richmond, CA
• 11/2024 → 08/2025
  Lpl Enterprise, Llc
  Walnut Creek, CA
• 08/2025 → Present
  Ameriprise Financial Services, Llc
  San Francisco, CA

Previous Registrations

• 2024-11-14 → 2025-07-15
  Lpl Enterprise, Llc
  Walnut Creek, CA
• 2020-10-08 → 2024-11-14
  Pruco Securities, Llc.
  San Ramon, CA
  Walnut Creek, CA
• 2017-06-22 → 2020-02-05
  Valic Financial Advisors, Inc.
  Roseville, CA
• 2009-11-10 → 2016-01-04
  Msi Financial Services, Inc.
  Sacramento, CA
  Walnut Creek, CA
  San Jose, CA
  Sacramento, CA
• 2009-01-20 → 2009-07-23
  Edward Jones
  Olivehurst, CA
  St Louis, MO

Exams

• S66 Uniform Combined State Law Examination
  2009-01-16

Other Names

• Daniel Aaron Ward
• Daniel Ward
• Daniel A Ward
• Daniel A. Ward