Brandon Cavender Stone

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2010-12-06
FL	RA	APPROVED	2010-06-14

TX RA
APPROVED_RES

Since 2010-12-06
FL RA
APPROVED

Since 2010-06-14

Branch Locations

150 Second Ave. North Suite 1000, St. Petersburg, FL 33701 • United States

St. Petersburg, FL • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	St. Petersburg	FL	06/2010	Present

06/2010 → Present

Ubs Financial Services Inc

St. Petersburg, FL

Previous Registrations

2004-02-27 → 2010-06-17

Rbc Capital Markets, Llc

St. Petersburg, FL

St Petersburg, FL
2000-10-12 → 2004-02-27

William R. Hough & Co.

St. Petersburg, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-09-26

S66 Uniform Combined State Law Examination

2000-09-26

Other Names

Brandon Cavender Stone

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews